Regulatory Compliance Services

CrossCheck provides a full range of regulatory compliance consulting services. Our services are delivered through professional resources, project management, consultation, and trusted advisory services.Specific service areas include:

Regulatory compliance risk assessment. We assess your overall compliance risk through a systematic review and analysis, enabling you to direct resources to the areas in jeopardy.

Regulatory compliance co-sourcing and outsourcing. We provide you with resources such as professionals, tools, and methodologies.

Compliance consultation. We assist you in the understanding, implementation, remediation and maintenance of compliance processes and programs.

Development of programs, policies and procedures. We work with you to define, document, and implement policies and procedures.

Licensing. We assist you with the entire licensing process, beginning with an assessment of licensing needs and including a review of company and personal histories.

Compliance training. We provide training programs on numerous regulatory topics.

Regulatory compliance implementation. We lead or assist you in the implementation of regulatory compliance programs to ensure cost effective compliance with applicable laws and regulations.

Compliance monitoring, measurement, and reporting. We design and implement processes to ensure the effectiveness and sustainability of the organization's compliance program.

Compliance audits. We complete an independent procedural review and substantive testing of your compliance with specific laws and regulations.

Preparation for examinations. We help you properly prepare for a regulatory exam by identifying any potential issues and correcting the problems before the exam.

Correcting problems relating to regulatory actions or noncompliance. When noncompliance is identified, we implement procedures to make sure the issues have been fixed, limiting the risk exposure.

Dispute resolution and litigation support. We provide a variety of support in regulatory disputes, including file reviews, effects assessment, and expert testimony.